Our Team
Compliance

LisaStroud

Lisa A. Stroud, IACCP®


Chief Compliance Officer

  • Joined Century Management in 2002
  • Financial Professional since 1995
  • University of Houston, Clear Lake, BS Psychology and Sociology

As the chief compliance officer, Lisa works to administer and oversee the compliance program. Her CCO duties include, but are not limited to, administering the Advisor’s policies and procedures, evaluating whether the Advisor’s policies and procedures are reasonably designed to prevent violation of the Advisors Act and the rules thereunder by the Advisor and its supervised persons, reviewing and updating the Advisor’s internal trading policies and procedures on an annual basis, developing and implementing procedures to document the monitoring and testing of adherence to the Advisor’s internal trading policies and procedures, and implementing any additional procedures as may be necessary to ensure complete and proper adherence to the Advisor’s internal trading policies and procedures.